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Richard Pipes FLIGHT FROM FREEDOM What Russians Think and Want When the Soviet Union dissolved in 1991, expectations were high that Russia, rid of communism, would take a firm pro-Western course: democratizing its political system, granting its citizens unassailable civil rights, and rejoining the international community. Such were the promises made by President Boris Yeltsin when he took charge. But after more than a decade, these expectations have not been realized. Since ex-KGB colonel Vladimir Putin took over as president in 2000, Russia's democratic institutions have been muzzled, its civil rights restricted, and its cooperation with the international community far from assured. What accounts for these unwelcome trends? Polling data from a variety of sources suggest that the answer is more complex than meets the eye. Although actions undertaken by Putin and his associates play a large part, there is a good deal of evidence that the antidemocratic, antilibertarian actions of the current administration are not being inflicted on the Russian people but are actually supported by them. This evidence also indicates that no more than one Russian in ten cares about democratic liberties and civil rights. deja vu Before examining what Russians say and think today, it
is necessary to look back at Russia's past. Despite its reputation for
unpredictability, Russia is a remarkably conservative nation whose
mentality and behavior change slowly, if at all, over time, regardless of
the regime in power. National feelings, therefore, were also poorly developed, except at times of foreign invasions. Until recently, Russian peasants were more likely to identify themselves as Orthodox Christians than as Russians. The pre-1917 tsarist government, which punished any attempt by its subjects to interfere with politics, was a remote force: it collected taxes and drafted soldiers but gave its citizens virtually nothing in return. Until 1861, the vast majority of Russia's population were serfs, beholden to the state or to private landlords. As such, peasants could legally be beaten by their masters, be exiled, and be inducted into the army, but they were forbidden to protest to the authorities about mistreatment. Human rights was an alien notion to them. Private property and public justice were similarly underdeveloped, arriving in the country relatively late and in an imperfect form. Whereas in England land was treated as a commodity in the thirteenth century, in tsarist Russia all land belonged to the crown until the mid-eighteenth century, when ownership was granted to the nobility. The great majority of peasants lived in communes, which held title to village land and redistributed it periodically to households to account for changes in family size. Only a small minority owned their land outright. An effective Russian judiciary did not emerge until 1864. Even then, the broad range of activities classified as political crimes were dealt with by arbitrary administrative procedures rather than by the courts. These factors -- the absence of social and national cohesion, the ignorance of civil rights, the lack of any real notion of private property, and an ineffective judiciary -- prompted Russians to desire strong tsarist rule. With few lateral social ties, they relied on the state to protect them from each other. They wanted their rulers to be both strong and harsh, qualities designated by the Russian word groznyi, meaning "awesome" (incorrectly translated as "terrible"), the epithet applied to Tsar Ivan IV. Experience has taught Russians to associate weak government -- and democracy is seen as weak -- with anarchy and lawlessness. Such is Russia's cultural inheritance, the net effect of which is to make Russians, even in modern times, the least socialized or politicized people on the European continent. Twice in one century -- 1917 and 1991 -- their governments collapsed almost overnight, with people seemingly indifferent to their fate. In both cases, governments forfeited their right to exist in the eyes of Russians because they had ceased to be "awesome." rejecting rights The current mood of the Russian population can be determined from opinion surveys. The leading polling organization is the All-Russian Center for the Study of Public Opinion, which is based in Moscow and directed by Iurii Levada (vtsiom and vtsiom-a). Its in-depth analyses of attitudes on a variety of subjects provide invaluable insight into the Russian mind. Polling is also conducted by the Institute of Complex Social Studies of the Russian Academy of Sciences (iksi), and Validata, a center for market and opinion research headed by Maria Volkenstein. Results of these surveys frequently appear in the Russian daily newspaper Izvestiia. These sources suggest that modern Russians, like their ancestors, feel estranged from both the state and society at large. Their allegiance is to family and friends, those they address familiarly as ty (as opposed to the more formal vy), and they feel little affinity with any larger community. Trust of outsiders, the basis of civilization in the West, is still largely absent in the country. Russians openly identify with a "small fatherland." When asked, "What do you connect most directly with the idea of our nation?" in a 1999 poll, 35 percent replied, "Where I was born and grew up," whereas only 19 percent opted for the "state in which I live" (1/17).**1** Russians are far more asocial and apolitical than their Western counterparts, tending to withdraw into private worlds where they feel in control. They are said to live "in trenches," surrounded by enemies (10). Comparing citizens' attitudes toward their government in Russia, the United States, the United Kingdom, Germany, and Sweden, Validata surveys concluded that Americans and Swedes display the highest trust in the state, whereas Russians "don't trust the state at all" (3/20). Democracy is widely viewed as a fraud. There is a prevalent perception that Russia's politics have been "privatized" and are controlled by powerful clans. Seventy-eight percent of respondents in a 2003 survey said that democracy is a facade for a government controlled by rich and powerful cliques. Only 22 percent expressed a preference for democracy, whereas 53 percent positively disliked it (9). Asked in another poll whether multiparty elections do more harm than good, 52 percent of respondents answered "more harm" and a mere 15 percent said "more good" (5/91). Political parties are also unpopular, and most Russians are quite amenable to living in a one-party state. According to a recent survey by the Center of Sociological Studies of the University of Moscow, 82 percent of Russians feel they have no influence over the national government; 78 percent say they even have no influence over local government (13). Enhancing personal freedoms and improving civil rights do not attract much support. When asked to choose between "freedom" and "order," 88 percent of respondents in Voronezh Province expressed preference for order, seemingly unaware that the two outcomes are not mutually exclusive and that in Western democracies they reinforce each other. Only 11 percent said they would be unwilling to surrender their freedoms of speech, press, or movement in exchange for stability. Twenty-nine percent, meanwhile, were quite prepared to give up their freedoms for nothing in return, because they attached no value to them (14). A survey conducted in the winter of 2003-4 by romir Monitoring, a sociological research unit, found that 76 percent of Russians favor restoring censorship over the mass media (15). Such opinions led Alexander Yakovlev, a principal
architect of Mikhail Gorbachev's perestroika, to bemoan his compatriots'
penchant for authoritarian rule. In an interview with the Financial Times,
he observed that none of the winning parties in the December 2003 Duma
elections "had even once mentioned the word 'freedom' [;] all the slogans
were about banning, locking up and punishing" (6). Russian attitudes toward private enterprise and property rights are hardly more positive. Here, too, the prevailing mood ranges from indifference to cynicism to outright hostility. Eighty-four percent of those surveyed in a poll published in January 2004, for example, said that wealth in Russia can be acquired only through connections. Four out of five respondents stated that the inequalities in wealth in modern Russia are excessive and illegitimate, and most blamed the country's widespread poverty on an unjust economic system (16). Only a quarter or so of Russians regard private property as an important human right (1/10). One Russian analyst attributes this outlook to the uneven distribution of property in the country. By his estimate, a mere 3.6 million Russian citizens own assets worth preserving: "In Russia, there are too few people who have something to protect. And for this reason, there are too many who want to appropriate the belongings of others" (12). In accordance with this explanation, polling data indicate that slightly more than half the population considers the nonpayment of debts and shoplifting to be "fully acceptable" behavior (1/31). The spirit of entrepreneurship in Russia also is weak, because the quest for security overrides ambition. In response to the question "Would you accept an executive post?" for example, only 9 percent responded affirmatively, whereas 63 percent said, "No, under no conditions" (5/119). Some 60 percent of Russians would opt for a small but assured income, with a mere 6 percent prepared to accept the risks attendant on private enterprise (1/14). With each passing year, an increasing number of Russians want the government to be more involved in the country's economic life (16). In 1999, 72 percent said they wanted to restrict private economic initiative (1/4). The only bright spot is that the younger generation is more favorably disposed to private enterprise and to fortunes accumulated by capitalist means than are older Russians (1/5). of two minds Russia's self-image is contradictory. When asked, without reference to other nations, how they feel about themselves and their country, Russians brim with pride. They mention their "dramatic history, rich culture, friendships, honesty, openness, emotions, calm." They especially like to boast of their victory in World War II and of their leadership in space exploration. And they consider themselves to possess the greatest capacity for friendship of any nation in the world (10; 3/64 & 67). But the picture changes radically when they are asked
to think of themselves in relation to other nations. According to Validata
surveys, Russians suffer from an acute sense of inferiority: they have the
lowest level of self-esteem of the five nations studied (the United States
has the highest). This observation leads to a convincing explanation for
recent trends in Russian politics: having lost its sense of national
identity after 1991, Russia is struggling to create a new one based on a
blend of tsarism, communism, and Stalinism (3/14). People's identification
with strong government -- at home and abroad -- is a central part of this
effort. And a "strong government" means military prowess that foreigners
will respect or just fear. Hostility toward the West, which is still seen by many as an enemy and a bearer of alien values, is widespread in Russia. The question "Do you feel European?" elicited the response "Yes, always" from only 12 percent, whereas 56 percent replied, "Practically never" (4/98). The United States is especially disliked, largely because it is seen to have usurped the global hegemony that Russia once shared with it. Every move the United States makes on the international scene, or in space exploration, is interpreted by the Russian media as yet another attempt to solidify Washington's dominance. The performance of American troops in Iraq was at first ridiculed ("Such fear and such hysterical shooting in all directions has so far not been seen in military history" was how one journalist put it in Izvestiia) (8). When the war ended in a quick and decisive victory, the press once again dismissed the United States: the achievement was the result of bribes to the Iraqi army rather than the product of courage and sound military strategy. people's man In aggregate, the conclusions from surveys of Russian opinion are far from encouraging. Western commentators watch with dismay as Putin slowly and deliberately transforms Russia into a one-party state. But they fail to recognize, even more ominously, that Russians by sizable majorities actually approve of his actions. Putin's victory in the 2004 presidential elections is certainly due in part to his stifling of the opposition. But he is popular precisely because he has re-instated Russia's traditional model of government: an autocratic state in which citizens are relieved of responsibility for politics and in which imaginary foreign enemies are invoked to forge an artificial unity. The only desire that Putin has not yet satisfied is restoring Russia's status as a great military power. But if his response to other public demands offers a model, then this wish, too, is likely to be provided in good time. _____________________________ 1 Numbers in parentheses refer to the following sources (for books and journals, the page number follows the slash): (1) "Chelovek i vlast'" (Moscow, 1999); (2) Ibid., Appendix; (3) Validata, Nations as Brands (Moscow, 2003); (4) Vestnik Moskovskoi Shkoly Politicheskikh Issledovanii, no. 10 (1998); (5) Ibid., no. 13 (1999); (6) Financial Times, Dec. 30, 2003; (7) Izvestiia, Nov. 21, 2000; (8) Izvestiia, April 10, 2003; (9) Izvestiia, July 29, 2003; (10) Izvestiia, Aug. 21, 2003; (11) Izvestiia, Nov. 8, 2003; (12) Izvestiia, Nov. 12, 2003; (13) Izvestiia, Nov. 14, 2003; (14) Izvestiia, Dec. 22, 2003; (15) Izvestiia, Jan. 14, 2004; (16) Izvestiia, Jan. 22, 2004. Richard Pipes is Professor of History, Emeritus, at Harvard University. He was Director of Eastern European and Soviet Affairs at the National Security Council in 1981-82. | |||